360R Platform

DASH 360R: THE FINANCIAL INDUSTRY’S
GOLD STANDARD REGTECH PLATFORM

DASH’s on-prem and hosted solutions are built on our market-leading LDB RegTech platform. From Risk-based Haircuts to Financial Reporting, you can rely on DASH 360R’s accuracy and ease of use to help simplify your complex compliance requirements.

SOC 1 Type 2 Certified. DASH 360R is the first and only RegTech solution in the broker dealer industry to achieve SOC1 Type 2 attestation.

Features & Benefits

Easy to Use

A single, intuitive user interface makes DASH 360R a simple, user-friendly solution for all stakeholders.

Enhanced Performance

DASH 360R is built for the most demanding tasks, including running multiple configurations simultaneously.

Streamlined Automation

Superior scheduling and automation capabilities let you run multiple background computations while performing regular tasks.

Visual Reporting & Analysis

Dashboard-style reporting for instant review and management presentations including trend and variance analyses.

Automatic Updates

DASH 360R cloud solution conducts automatic feature enhancements and updates.

Simplified Audits

Easily conduct internal audit, IT, back office, and reconciliation efforts with a single, comprehensive SOC-certified application.

Cloud and On-Premise
Solutions Available

Built on AWS, cloud-based DASH 360R provides the flexibility you need without sacrificing security. The DASH 360R RegTech Platform is easy to implement, maintain, and scale and is SOC1, Type 2 certified.

For companies who prefer to self-host, DASH 360R On-Prem is optimized for security, performance, and reliability.

COMPREHENSIVE REGULATORY
CAPITAL SOLUTIONS

DASH 360R covers everything you need to fulfill regulatory capital and compliance requirements, including Risk-Based Haircuts, Fixed-Income Haircuts, financial reporting, and more.

SEC Solutions

Net Capital Rule
SEC 15c3-1

Customer Protection Rule
SEC 15c3-3

Rules for Financial Reporting
SEC 17a-5

All sec solutions

FINRA Solutions

Margin Requirements
FINRA 4210

Supplemental Focus Information
FINRA 4524

All Finra solutions

Bespoke Solutions

Consulting & Advisory services for all your net capital needs

Comprehensive analysis to optimize your workflow

Customized and out-of-the-box solution(s)

Tactical and strategic recommendations for your regulatory reporting process

View bespoke solutions

CONQUER COMPLIANCE
WITH DASH 360R

As the next generation of our industry-leading LDB platform, DASH 360R is a comprehensive, hosted regulatory reporting portal, delivering a sophisticated suite of solutions to simplify the ever-changing compliance landscape. With DASH 360R, you can quickly generate reports and streamline audit, back office, and reconciliation efforts through a single platform.

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GO FOR GOLD

Don’t take chances with risk. Go with the industry’s gold standard solution for your capital markets regulatory and compliance software needs.

DASH 360R: THE FINANCIAL INDUSTRY’S GOLD STANDARD REGTECH PLATFORM